Per Wikipedia, UBS Securities Co., Ltd., is a Chinese investment bank and brokerage firm affiliated with Swiss investment bank UBS.
-NW

Notice of Exempt Offering of Securities, items 06b, 3C, 3C.1, and 3C.7

SEC.report STAPLE STREET CAPITAL III-A, L.P. Form D (Filer)
Published: 2020-10-08 15:58:11
Submitted: 2020-10-08
Filing Agent: STAPLE STREET CAPITAL III-A, L.P.
Period Ending In: 2020-10-08

SEC FORM D
The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete.

The reader should not assume that the information is accurate and complete.

1. Issuer's Identity

CIK (Filer ID Number) 0001827585
Previous Names X None
Entity Type X Limited Partnership

Name of Issuer
STAPLE STREET CAPITAL III-A, L.P.
Jurisdiction of Incorporation/Organization
DELAWARE
Year of Incorporation/Organization X
Within Last Five Years (Specify Year) 2020

Related Persons

Last Name First Name Middle Name
OWENS STEPHEN D.
Street Address 1 Street Address 2
1290 AVENUE OF THE AMERICAS, 10TH FLOOR
City State/Province/Country ZIP/PostalCode
NEW YORK NEW YORK 10104
Relationship: X Executive Officer X Promoter

Clarification of Response (if Necessary):

Last Name First Name Middle Name
YAGHOOBZADEH HOOTAN
Street Address 1 Street Address 2
1290 AVENUE OF THE AMERICAS, 10TH FLOOR
City State/Province/Country ZIP/PostalCode
NEW YORK NEW YORK 10104
Relationship: X Executive Officer X Promoter

Type(s) of Securities Offered (select all that apply)

X Equity X Pooled Investment Fund Interests

Sales Compensation

Recipient
Recipient CRD Number
UBS SECURITIES LLC 7654
(Associated) Broker or Dealer X None
(Associated) Broker or Dealer CRD Number X None
Street Address 1 Street Address 2
1285 AVENUE OF THE AMERICAS
City State/Province/Country ZIP/Postal Code
NEW YORK NEW YORK 10019
State(s) of Solicitation (select all that apply)
Check “All States” X or check individual States

Offering and Sales Amounts

Total Offering Amount $400,000,000 USD
or
Total Amount Sold $0 USD
Total Remaining to be Sold $400,000,000 USD